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Reminder: April 15 for Turning in New Agent Agreement to ABN

April 15 (tax day) is also the deadline for any existing Agent signed to our old agreement to have their new Agent Agreement signed and on file with A. B. Nicholas. 

Any pre-existing Agent who has not signed by that date, will be removed from the Agent portal and resources and will need to reapply in the future as a new Agent applicant if they should seek to refer clients into the LeverageLine program. 

In addition, all Agents who seek to receive fees on their referrals will need to pass the Compliance Exam with a score of 100%. You may take the exam repeatedly until this score is received so that we may place it on file for regulatory compliance purposes. 

If you do not have the new Agent Agreement, please contact Marie Wood ([email protected], 202.379.4744 ext 2). 

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