Reminder: April 15 for Turning in New Agent Agreement to ABN

April 15 (tax day) is also the deadline for any existing Agent signed to our old agreement to have their new Agent Agreement signed and on file with A. B. Nicholas. 

Any pre-existing Agent who has not signed by that date, will be removed from the Agent portal and resources and will need to reapply in the future as a new Agent applicant if they should seek to refer clients into the LeverageLine program. 

In addition, all Agents who seek to receive fees on their referrals will need to pass the Compliance Exam with a score of 100%. You may take the exam repeatedly until this score is received so that we may place it on file for regulatory compliance purposes. 

If you do not have the new Agent Agreement, please contact Marie Wood (marie@abnicholas.com, 202.379.4744 ext 2). 

Share on facebook
Facebook
Share on google
Google+
Share on twitter
Twitter
Share on linkedin
LinkedIn
Related Posts

Are You Using Your Client Presentation Effectively?

As an ABN Agent, you have in your hands a powerful marketing tool you may not be using yet — your custom, clickthrough-coded Client Presentation. We’ve tailored this to prospects — those who might be able to use the LeverageLine credit line program — and you are free to send it out or use it on your website, etc as a perfect intro to our program.  Keep in mind that

What makes your A. B. Nicholas portfolio loan way better…

Lowest interest rates in the market.  Tightest security and licensing. Best reputation over ten years of service (BBB A+) We do all the work so you don’t have to, when you are looking for a stock portfolio loan.  We’ve assembled the most accomplished, experienced, licensed FINRA-member institutions and advisors to produce our LeverageLine model of stock loan financing for you. Our business — in the hundreds of millions over the

Join Our Weekly Newsletter

We do not sell, communicate or divulge your information to any third-parties.