Reminder: April 15 for Turning in New Agent Agreement to ABN

April 15 (tax day) is also the deadline for any existing Agent signed to our old agreement to have their new Agent Agreement signed and on file with A. B. Nicholas. 

Any pre-existing Agent who has not signed by that date, will be removed from the Agent portal and resources and will need to reapply in the future as a new Agent applicant if they should seek to refer clients into the LeverageLine program. 

In addition, all Agents who seek to receive fees on their referrals will need to pass the Compliance Exam with a score of 100%. You may take the exam repeatedly until this score is received so that we may place it on file for regulatory compliance purposes. 

If you do not have the new Agent Agreement, please contact Marie Wood (marie@abnicholas.com, 202.379.4744 ext 2). 

Share on facebook
Facebook
Share on google
Google+
Share on twitter
Twitter
Share on linkedin
LinkedIn
Related Posts

Why Obtain Agent Certification?

Every registered Agent with A. B. Nicholas is required to obtain Compliance Certification to receive fees on any transaction they refer to the A. B. Nicholas LeverageLine program. What does certification do for you otherwise?  Certification gives you legal protection. Your test scores and your certification certificate are kept on file at A. B. Nicholas to prove that you have not only take the training course but passed the exam.

What Makes an A. B. Nicholas Stock Loan Better Than Others?

I’ll get right to the point.  Our rates beat anything you can get from any retail brokerage or bank.  Our loan-to-value is the highest in the market.  There is no change of ownership, nor sale of a single share required for this simple asset-based securities portfolio credit line.  Your loan is entirely, 100% managed by an accomplished FINRA-registered, licensed advisor from the major household-name brokerage/bank that services your loan program. 

Reminder: April 15 for Turning in New Agent Agreement to ABN

April 15 (tax day) is also the deadline for any existing Agent signed to our old agreement to have their new Agent Agreement signed and on file with A. B. Nicholas.  Any pre-existing Agent who has not signed by that date, will be removed from the Agent portal and resources and will need to reapply in the future as a new Agent applicant if they should seek to refer clients

Join Our Weekly Newsletter

We do not sell, communicate or divulge your information to any third-parties.