Join Our Securities Lending Network!


NOTE: This form is for institutional lenders and advisors who are licensed and certified in their state(s) of operations. This site is not for individuals/firms that aren’t otherwise associated with a licensed securities finance institution. Sorry, ABN does not accept private lenders. 

Selection to the A. B. Nicholas lending staff is not automatic upon application. See criteria below. 

Lender applicants must meet the following requirements:

1) Must be licensed as a Registered Investment Advisor, Certified Financial Planner, or in a related lending or finance field. 

2) Must be in good standing with FINRA, the financial industry regulatory authority, and no derogatory marks of any kind. 

3) Institutional reps must have at least 15 years of direct securities or lending experience emphasizing personal service. 

4) No legal issues of any kind, past or present, related to finance, banking or securities. Othe legal issues may be considered in rejection as well. f

Please send your resume and any related documentation to: [email protected], ATTN: “LENDER APP”.